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Writer's pictureAnthony Peccia

Sample Exam Questions


There will be 5 mini cases and each is worth 20%

  • They are based on What You Should be Able to Do. They test know how not know about, so there are no requests for definitions or explanations. You will be asked to create a solution to the ask in the case

  • Each question will be a min case similar to the ones discussed in class

  • Below are 3 sample mini-case questions

The best way to study is not to review your notes or this website. The best way is to first practice these skills:

  • writing an elevator pitch to capture the essence of any operational risk management process

  • explaining the benefits and limitations of using an Internal Loss database, External Loss data-based, Scenario Analysis, and changes to the Business and Internal Control Environment to manage operational risks

  • given a mini case, performing an RCSA or Gap Analysis

  • Applying the ECRG to

    • product launches or entering a new line of business​

    • model risk

    • third-party risk management

    • cybersecurity


  • evaluating operational resilience (business continuity management) in the event of a stressful period involving the unavailability of physical assets, people assets, or information assets

and when you run into difficulty go back to your notes and this website for ways to overcome the difficulties you encountered. this is the difference between passive learning and active learning/ reviewing. Active learning/ reviewing is not only focused and targeted it makes the learning deeper and more durable.

Sample Mini Cases



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